Our Governance Structure

SMBC Nikko Capital Markets Europe GmbH's strategic direction is set by the Management Board. The Board takes overall responsibility for the leadership and control of SMBC Nikko Capital Markets Europe GmbH and ensures compliance with the legal and regulatory obligations. It also provides independent oversight and challenge of the Executive Management function to ensure that business plans and strategies and the shareholders’ interests are appropriately taken into account.

Although established in the legal form of a GmbH, SMBC Nikko Capital Markets Europe GmbH has in place a voluntary Supervisory Board, supervising the Management Board.

Senior Management

Members of the Management Board  
Naoki Okubo CEO
Mats Carlström Head of Secondary Markets
Dr. Uwe Bischoff COO
Björn Alexander Senger CRO
   
Members of the Supervisory Board  
Antony Yates
Chairman of the Supervisory Board
President and CEO of SMBC Nikko Capital Markets Limited
Keiichiro Nakamura CEO of SMBCE,
Head of EMEA Division, SMBC/SMFG
Takahiro Yazawa Chairman of SMBC Nikko Capital Marktes Limited
Hitoshi Minami Head of International Business Unit SMBC Nikko Securities Inc. (Tokyo)

Sumitomo Mitsui Financial Group Links
SMFG
SMBC Group
SMBC Nikko