About Us

Who we are

SMBC Nikko Capital Markets Europe GmbH is a financial services company providing specialist investment banking services, expert insights and innovative solutions in global capital markets. It is authorised and regulated by the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht, BaFin).

SMBC Nikko Capital Markets Europe GmbH is a subsidiary of SMBC Nikko Securities Inc., one of the largest securities companies in Japan and of Sumitomo Mitsui Banking Corporation, one of the largest commercial banks in Japan, and is therefore ideally positioned to provide our customers with additional value as a partner in the increasingly important Japanese financial markets.

With a focus on meeting the diversified needs of our clients, we are committed to providing a wider range of high value-added financial products, services and solutions in order to become a long-term strategic partner for all our clients.

Key Corporate Information


Company Name SMBC Nikko Capital Markets  Europe GmbH
Date of Establishment November 15, 2017
Location of Office

Neue Mainzer Str. 52-58,
60311 Frankfurt am Main,


+49 (0) 69 2222 9  8500

Management Board

Naoki Okubo, CEO
Mats Carlström, Head of Secondary Markets
Dr. Uwe Bischoff, COO
Björn Alexander Senger, CRO


Branch in Paris


Commercial Registry 

Regulatory Authority


Amtsgericht Frankfurt am Main

Federal Financial Supervisory Authority
Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)
Marie-Curie-Str. 24-28 
60439 Frankfurt am Main

Parent Companies

SMBC Nikko Securities Inc.,
Tokyo, Japan (85%)

Sumitomo Mitsui Banking Corporation,
Tokyo, Japan (15%)

Indirectly 100% owned by Sumitomo Mitsui Financial Group

Sumitomo Mitsui Financial Group Links
SMBC Group
SMBC Nikko